Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Robert Farraj is a financial advisor with over 25 years of experience in the financial services industry. William is currently registered with Osaic Wealth, Inc. and is a registered representative with FINRA and the state of California. William also holds Series 6, 7, 24, 26, 51, 63 and 65 licenses. William provides financial advice to a wide range of clients, including individuals, families, businesses, and retirement plans. William is committed to helping clients achieve their financial goals and has a strong understanding of investment strategies and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/07/2024 - Present
Osaic Wealth, Inc. (Costa Mesa CA)
CA
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (Costa Mesa CA)
AZ
11/13/1998 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 09/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/09/2000
Series 24 - General Securities Principal Examination
BC
Issued 04/21/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/05/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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