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William Robert Erickson

Emerson Equity LLC

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About William Robert Erickson

William Robert Erickson is a registered representative with Emerson Equity LLC. William has been in the financial industry since 2014 and is licensed in California. William has worked with firms such as CAPULENT LLC, BOUSTEAD SECURITIES, LLC, BROKERBANK SECURITIES, INC., and STEPHEN A. KOHN & ASSOCIATES, LTD. William is experienced in providing financial advice to high-net-worth individuals and individuals other than high-net-worth.

Firm Information

William Erickson is currently registered with Emerson Equity LLC. Emerson Equity LLC is a California-based limited liability company formed in 2003 that provides investment advisory services. With over 200 registered representatives and 70+ investment advisor representatives, the firm manages approximately $176 million in regulatory assets for a range of clients, including individuals, pension plans, and other investment advisors. Their services include financial planning, educational seminars, portfolio management, and selection of other advisors. Emerson Equity focuses on providing comprehensive investment advice to individuals and institutions and specializes in the management of private placement life insurance and insurance dedicated funds. They are registered with the SEC and in all 50 states.
Emerson Equity LLC

155 BOVET ROAD, SUITE 725

SAN MATEO, CA 94402

$176.17M

Assets Under Management

39

Total Clients

165

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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management of private placement life insurance / insurance dedicated funds (single investor private funds)

Management of private placement life insurance / insurance dedicated funds (single investor private funds)

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Erickson’s Registration & Firm History

CA

05/18/2021 - Present

Emerson Equity LLC (Newport Beach CA)

CA

10/17/2017 - 05/16/2019

CAPULENT LLC (Lake Forest CA)

CA

06/03/2016 - 10/16/2017

BOUSTEAD SECURITIES, LLC (IRVINE CA)

MN

02/09/2015 - 06/01/2016

BROKERBANK SECURITIES, INC. (MINNETONKA MN)

CA

08/18/2014 - 08/22/2014

STEPHEN A. KOHN & ASSOCIATES, LTD. (IRVINE CA)

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Licenses & Designations

BC

Issued 03/02/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for William Robert Erickson. Review regulatory record here.
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