Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Cunningham is a financial advisor with over 30 years of experience in the financial services industry. William has been registered with Saxony Capital Management, LLC since August 2017 and has worked with a variety of firms including USA Financial Securities Corporation, Foresight Investments, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. William holds a Series 66 license and a Series 65 license. William specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Consulting fees to ria's, finders fees, fees third party manager
1
2
IL
08/17/2017 - Present
Saxony Capital Management, LLC (Lincolnshire IL)
IL
01/27/2016 - 01/20/2017
USA FINANCIAL SECURITIES CORPORATION (Lincolnshire IL)
IL
03/01/2005 - 01/28/2016
FORESIGHT INVESTMENTS, LLC (NORTHBROOK IL)
NJ
10/01/2003 - 07/13/2005
JERSEY SHORE TRADING GROUP INC. (RED BANK NJ)
NJ
10/11/2002 - 01/06/2003
PHILLIP LOUIS TRADING, INC. (RED BANK NJ)
FL
10/01/2002 - 10/02/2002
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
WI
07/01/1998 - 10/01/2002
LISS FINANCIAL SERVICES (MILWAUKEE WI)
IL
11/30/1994 - 07/07/1998
R. D. KUSHNIR & CO. (NORTHBROOK IL)
NY
12/01/1989 - 10/27/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/20/1985 - 12/11/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 04/30/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/03/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 11/09/1984
Series 3 - National Commodity Futures Examination
BC
Issued 04/03/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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