Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Conte is a financial advisor at Morgan Stanley. William has over 30 years of experience in the financial services industry, holding licenses in multiple states. William has also passed several industry exams, including the Series 7, Series 31, Series 63, and Series 66 exams. In addition to his professional experience, William is also a board member of the Joliet Junior College Foundation Association. William focuses on providing financial advice and portfolio management services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
09/23/2016 - Present
Morgan Stanley (Joliet IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (JOLIET IL)
IL
07/11/2003 - 04/02/2007
MORGAN STANLEY DW INC. (JOLIET IL)
MO
01/06/1989 - 07/25/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
05/23/1988 - 01/11/1989
J. T. MORAN & CO., INC.
NA
07/24/1987 - 06/01/1988
SHERWOOD CAPITAL, INC.
BOTH
Issued 11/20/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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