linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

William Robert Carabasi

Bancroft Capital, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you William? Claim Your Profile

About William Robert Carabasi

William Robert Carabasi is a Registered Representative with Bancroft Capital, LLC. William has been in the financial industry since 1982. He has extensive experience in providing financial advice, and is dedicated to helping clients achieve their financial goals. William is a Series 7 and Series 63 licensed advisor, and has experience in various financial areas, including retirement planning, investment management and financial planning.

Firm Information

William Carabasi is currently registered with Bancroft Capital, LLC. Bancroft Capital, LLC is a Limited Liability Company formed in July 2017. The firm provides financial planning and pension consulting services to a variety of clients. They are registered with the SEC and in 34 states. They have 4 investment adviser representatives and 4 registered representatives.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

William Carabasi’s Registration & Firm History

PA

11/05/2019 - Present

Bancroft Capital, LLC (FORT WASHINGTON PA)

PA

05/31/1994 - 09/30/2019

GEORGE K. BAUM & COMPANY (WEST CONSHOHOCKEN PA)

MO

03/27/1990 - 05/31/1994

GEORGE K. BAUM & COMPANY (KANSAS CITY MO)

NA

06/12/1984 - 03/05/1990

DREXEL BURNHAM LAMBERT INCORPORATED

NA

06/29/1982 - 06/06/1984

KIDDER, PEABODY & CO. INCORPORATED

Not sure if William Robert Carabasi is right for you?

Licenses & Designations

BC

Issued 08/19/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/1985

Series 3 - National Commodity Futures Examination

BC

Issued 06/19/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Robert Carabasi.
Not sure if William Robert Carabasi is right for you?