Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Brown is a securities professional with over 10 years of experience in the financial services industry. William is currently registered with Richard James & Associates, Inc. and holds Series 7 and Series 63 licenses. William has previously held positions with Newbridge Securities Corporation, Legend Securities, Inc., Tryco Securities, Inc., Brookville Capital Partners, and Salomon Whitney LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/02/2018 - Present
Richard James & Associates, Inc. (Syosett NY)
NY
03/16/2017 - 10/30/2018
RICHARD JAMES & ASSOCIATES, INC. (Syosett NY)
NY
12/08/2016 - 03/17/2017
NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)
NY
03/30/2015 - 12/12/2016
LEGEND SECURITIES, INC. (Miller Place NY)
NY
03/12/2015 - 03/20/2015
TRYCO SECURITIES, INC. (Melville NY)
NY
10/01/2012 - 03/17/2015
BROOKVILLE CAPITAL PARTNERS (Melville NY)
NY
03/05/2012 - 10/02/2012
SALOMON WHITNEY LLC (BABYLON VILLAGE NY)
NY
12/21/2010 - 03/07/2012
FIRST MIDWEST SECURITIES, INC. (GARDEN CITY NY)
BC
Issued 04/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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