Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Brennan has been in the financial services industry since June 10, 2000. Currently, William is registered with Apex Clearing Corp., where he has been employed since June 10, 2016. William holds Series 3, 7, 8, 24, 27, 99TO and SIE licenses. William has also worked for Electronic Transaction Clearing, Inc., Goldman Sachs Execution & Clearing, L.P., First Options of Chicago, Inc. and E. D. & F. Man International Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/10/2016 - Present
Apex Clearing Corp. (Chicago IL)
NY
09/26/2019 - 03/28/2024
ELECTRONIC TRANSACTION CLEARING, INC. (New York NY)
IL
06/25/2004 - 10/12/2012
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (CHICAGO IL)
IL
07/31/1999 - 06/25/2004
FIRST OPTIONS OF CHICAGO, INC. (CHICAGO IL)
NY
09/16/1996 - 07/02/1999
E. D. & F. MAN INTERNATIONAL INC. (NEW YORK NY)
BC
Issued 07/31/2018
Series 24 - General Securities Principal Examination
BC
Issued 09/25/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/03/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2017
Series 3 - National Commodity Futures Examination
BC
Issued 08/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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