Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Robert Brandenberger is an investment advisor representative associated with RBC Capital Markets, LLC and has been in the industry since 2000. William has passed Series 7, 9, 10, 31, and SIE exams. William has a total of 35 state registrations. Some of the states where William is registered include Arizona, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Kansas, Louisiana, Maine, Massachusetts, Michigan, Minnesota, Montana, Nebraska, Nevada, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, and Wyoming. William is also registered with the state of Texas as an Investment Advisor. William has been with RBC Capital Markets, LLC since 2015. Prior to that, William worked for Southwest Securities, Inc. from 2009 to 2015, Citigroup Global Markets Inc. from 2004 to 2009, Morgan Stanley DW Inc. from 2002 to 2004, and UBS PaineWebber Inc. from 2000 to 2002.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/10/2015 - Present
RBC Capital Markets, LLC (AUSTIN TX)
TX
04/09/2009 - 06/05/2015
SOUTHWEST SECURITIES, INC. (HOUSTON TX)
TX
09/10/2004 - 04/23/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
NY
06/07/2002 - 09/13/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
09/11/2000 - 07/01/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 09/09/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/14/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/13/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Brandenberger is the right advisor for you? Invested Better is here to help.
