Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Riley Giddens is a financial advisor with Wells Fargo Advisors Financial Network, LLC, based in CHARLESTON, SC. William has been a registered representative in the financial services industry since 2007. Prior to joining Wells Fargo Advisors, William was employed by Wells Fargo Clearing Services, LLC in TUCSON, AZ. William has passed several securities exams, including the Series 6, 7, 9, 63, and 66. William holds active registrations in 46 states and Washington D.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
01/23/2023 - Present
Wells Fargo Advisors Financial Network, LLC (CHARLESTON SC)
AZ
04/06/2011 - 01/23/2023
WELLS FARGO CLEARING SERVICES, LLC (TUCSON AZ)
GA
02/26/2008 - 01/21/2010
HORNOR, TOWNSEND & KENT, INC. (ATLANTA GA)
GA
05/09/2007 - 03/03/2008
MML INVESTORS SERVICES, INC. (ATLANTA GA)
GA
01/31/2007 - 05/16/2007
WORLD GROUP SECURITIES, INC. (DULUTH GA)
BOTH
Issued 01/28/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/27/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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