Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Ziglar is a financial advisor associated with Umergence LLC. He has been in the financial industry since October 30, 2013, and is registered with FINRA. He has passed the Series 7, Series 3, Series 63, and Series 7TO exams. William Ziglar has experience working with several firms, including ALPS Distributors, Inc., Amundi Distributors USA, LLC, Credit Agricole Indosuez Securities, Inc., Gleacher & Co. LLC, and NatWest Finance Inc. William Ziglar has been registered with the state of Connecticut since December 2020 and with the state of North Carolina since January 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
11/23/2020 - Present
Umergence LLC (PLANTSVILLE CT)
CO
09/22/2016 - 10/09/2017
ALPS DISTRIBUTORS, INC. (DENVER CO)
NC
09/04/2013 - 04/06/2016
AMUNDI DISTRIBUTORS USA, LLC (DURHAM NC)
NY
05/17/2002 - 07/16/2003
CREDIT AGRICOLE INDOSUEZ SECURITIES, INC. (NEW YORK NY)
NY
06/29/1999 - 05/03/2000
GLEACHER & CO. LLC (NEW YORK NY)
NY
01/30/1998 - 06/29/1999
NATWEST FINANCE INC. (NEW YORK NY)
BC
Issued 12/18/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/09/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/17/2011
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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