Unclaimed
William Richard Muprhy is a financial professional with over 20 years of experience in the industry. William currently holds a position at Cantor Fitzgerald & Co., specializing in operations. William is registered with FINRA and has a Series 7, Series 27, Series 99TO and SIE licenses. William previously held positions at HSBC Securities (USA) INC., SG AMERICAS SECURITIES, LLC, GFI SECURITIES LLC, and Salomon Smith Barney Inc. William has a strong understanding of the financial markets and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/30/2024 - Present
Cantor Fitzgerald & Co. (Jacksonville FL)
NY
07/13/2012 - 04/26/2018
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
12/13/2011 - 06/25/2012
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
06/08/2004 - 05/31/2007
GFI SECURITIES LLC (NEW YORK NY)
NY
12/17/2001 - 05/28/2004
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
05/01/1998 - 11/27/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
05/01/1998 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
01/05/1998 - 02/27/1998
COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)
NY
03/13/1995 - 11/03/1997
AUBREY G. LANSTON & CO., INC. (NEW YORK NY)
BC
Issued 03/23/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/2003
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/30/2024
Series 99TO - Operations Professional Examination
BC
Issued 11/22/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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