Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam McCloe is a financial advisor who has been in the industry since August 2002. William is currently registered with Equity Services, Inc. William has a strong background in investments, financial planning, and insurance. William has passed exams such as the Series 6, Series 7, Series 24, and Series 26. William has extensive experience working with clients, and providing them with the appropriate products and services to meet their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
05/17/2017 - Present
Equity Services, Inc. (ROANOKE VA)
VA
05/20/2016 - 05/23/2017
AXA ADVISORS, LLC (ROANOKE VA)
TN
08/20/2008 - 04/14/2016
NYLIFE SECURITIES LLC (CHATTANOOGA TN)
VA
05/20/2004 - 08/01/2008
MML INVESTORS SERVICES, INC. (GLEN ALLEN VA)
GA
12/04/2001 - 11/14/2003
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 12/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2014
Series 24 - General Securities Principal Examination
BC
Issued 07/18/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/03/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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