Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Maniss is a financial advisor with Oppenheimer & Co. Inc. located in Newport Beach, California. William has over 30 years of experience in the industry. William's areas of expertise include portfolio management for individuals, businesses, and pooled investment vehicles. William is registered with the state of California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
02/09/2016 - Present
Oppenheimer & Co. Inc. (NEWPORT BEACH CA)
CA
11/13/2003 - 05/06/2015
OPPENHEIMER & CO. INC. (LOS ANGELES CA)
NY
09/03/2002 - 08/25/2003
MUNICIPAL PARTNERS, LLC (NEW YORK NY)
NY
01/13/2001 - 11/26/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
11/04/1994 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NA
04/05/1994 - 11/01/1994
BANCAL INVESTMENT SERVICES, INC.
NJ
05/21/1993 - 02/21/1994
R.W. SMITH & ASSOCIATES, INC. (JERSEY CITY NJ)
CA
08/04/1992 - 05/20/1993
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NJ
02/25/1986 - 07/17/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
11/22/1983 - 10/30/1984
WEDBUSH, NOBLE, COOKE, INC
BC
Issued 05/27/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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