Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Richard Holligan is a securities professional with over 20 years of experience in the industry. William is currently registered with Bofa Securities, Inc. William has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Rochdale Securities LLC, Bear, Stearns & Co. Inc., and ING Barings LLC. William is a licensed securities professional with Series 3, 4, 7, 10, 24, 55, 57TO, and 63 licenses. William is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. William specializes in providing research-related services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/10/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
05/22/2007 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/19/2003 - 04/26/2007
ROCHDALE SECURITIES LLC (NEW YORK NY)
NY
08/16/2001 - 08/22/2003
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
02/02/2001 - 03/06/2001
ING BARINGS LLC (NEW YORK NY)
BC
Issued 02/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/07/2016
Series 24 - General Securities Principal Examination
BC
Issued 05/24/2004
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2007
Series 3 - National Commodity Futures Examination
BC
Issued 01/26/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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