Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Richard Ellis is a financial advisor with over 10 years of experience in the industry. William is currently registered with LPL Financial LLC and has previously been affiliated with several other firms, including Securities America, Inc., Securities Service Network, LLC, Sagepoint Financial, Inc., OneAmerica Securities, Inc., and Ameriprise Financial Services, Inc. William holds the Series 66, Series 7, and SIE licenses and is also a Certified Financial Planner. William's areas of expertise include financial planning, investment management, and insurance. William is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
12/08/2022 - Present
LPL Financial LLC (HUDSONVILLE MI)
MI
09/18/2020 - 12/08/2022
SECURITIES AMERICA, INC. (HUDSONVILLE MI)
MI
10/08/2019 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (HUDSONVILLE MI)
MI
04/09/2019 - 10/11/2019
SAGEPOINT FINANCIAL, INC. (BYRON CENTER MI)
MI
03/31/2017 - 03/29/2019
ONEAMERICA SECURITIES, INC. (GRAND RAPIDS MI)
MI
11/26/2013 - 04/10/2015
AMERIPRISE FINANCIAL SERVICES, INC. (GRAND RAPIDS MI)
BOTH
Issued 12/05/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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