Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Richard Broughton is a registered investment advisor with Shea & Company, LLC, a firm with its main office in Boston, MA. William has been in the securities industry since June 19, 2017, and has experience in investment banking. William is licensed in Massachusetts and holds the Series 63, Series 79, and SIE licenses. William was previously employed at AGC PARTNERS.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
06/15/2018 - Present
Shea & Company, LLC (BOSTON MA)
MA
05/23/2017 - 05/17/2018
AGC PARTNERS (BOSTON MA)
BC
Issued 11/16/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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