Invested Better
Unclaimed

Unclaimed

Unclaimed

William Rich Conway

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you William? Claim Your Profile

About William Rich Conway

William Conway has been in the financial services industry since 1999 and is currently registered with Nylife Securities LLC. William is licensed in Connecticut, Delaware, Florida, New Jersey, and New York. William is a Series 6, SIE, and Series 63 licensed representative.

Firm Information

William Conway is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

William Conway’s Registration & Firm History

NY

04/21/1999 - Present

Nylife Securities LLC (JERICHO NY)

Not sure if William Rich Conway is right for you?

Licenses & Designations

BC

Issued 04/20/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Rich Conway.
Not sure if William Rich Conway is right for you?