Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam King is a financial advisor with Northwestern Mutual Investment Services, LLC. William is registered in 6 states and has been in the industry since August 2022. William specializes in providing financial advice to individuals, corporations, and institutions. Northwestern Mutual Investment Services, LLC is a registered investment advisor with the Securities and Exchange Commission (SEC). The firm is headquartered in Milwaukee, WI, and has offices throughout the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
08/22/2022 - Present
Northwestern Mutual Investment Services, LLC (LAKEWOOD CO)
BC
Issued 09/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2022
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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