Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Simmons has been in the industry since June 19, 1977, and is currently a registered representative with Ingalls & Snyder, LLC. Simmons has a wide range of experience in the financial services industry, with a focus on providing financial advice and investment management services. Simmons is a member of the Financial Industry Regulatory Authority (FINRA) and is licensed to conduct business in numerous states, including New York, California, Florida, and Texas. Simmons has also passed the Series 63, Series 7, Series 41, Series 99TO and SIE exams. In addition to his work at Ingalls & Snyder, LLC, Simmons also serves as a managing member of two limited liability companies, FOREED, LLC and Simmons Family, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see "miscellaneous" on schedule d.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
07/08/2021 - Present
Ingalls & Snyder, LLC (NEW YORK NY)
BC
Issued 08/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1981
Series 41 - NYSE Allied Member Examination
BC
Issued 09/06/1977
PC - AMEX Put and Call Exam
BC
Issued 08/16/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
Not sure William Simmons is the right advisor for you? Invested Better is here to help.
