Unclaimed
William Raymond Turtle is a financial advisor who has been in the industry since May 25, 2019. William is currently registered with Onechronos in New York, NY and has been with the firm since August 3, 2022. Prior to joining Onechronos, William worked at UBS Securities LLC in New York, NY from May 14, 2019 to July 21, 2022. William has passed the Series 63, Series 7TO, Series 57TO, Series 24, and SIE exams. William is currently registered in New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/03/2022 - Present
Onechronos (New York NY)
NY
05/14/2019 - 07/21/2022
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 06/10/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2023
Series 24 - General Securities Principal Examination
BC
Issued 07/02/2019
Series 57TO - Securities Trader Exam
BC
Issued 05/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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