Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Raymond Travis is a financial advisor at MML Investors Services, LLC, with over 20 years of experience in the industry. William is registered to provide financial advice in 34 states. William holds the Series 7, Series 24, Series 55 and SIE licenses. William is also a Chartered Financial Analyst. In addition to his financial advisor role, William also works as an insurance agent and business consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PA
03/15/2022 - Present
MML Investors Services, LLC (CENTER VALLEY PA)
NJ
06/30/2003 - 12/02/2008
HILL THOMPSON MAGID & CO., INC. (JERSEY CITY NJ)
NY
08/22/2002 - 07/07/2003
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
10/10/2000 - 08/02/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
BC
Issued 11/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/16/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/9/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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