Unclaimed
William Rowe is a financial professional with over 5 years of experience in the financial industry. William is currently registered with Cantor Fitzgerald & Co. in Pennsylvania, New York, and California. William holds Series 4, 7, 24, 63, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/03/2018 - Present
Cantor Fitzgerald & Co. (CONSHOHOCKEN PA)
BC
Issued 08/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2023
Series 4 - Registered Options Principal Examination
BC
Issued 12/12/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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