Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Raymond Cooney has over 35 years of experience in the financial services industry. He is a registered representative with Raymond James & Associates, Inc. William holds the Series 7, Series 31, and Series 65 licenses, as well as the Securities Industry Essentials (SIE) Exam. His past experience includes roles with PIPER JAFFRAY & CO. and AMERICAN EXPRESS FINANCIAL ADVISORS INC. William has also been a member of the Investment Committee for the NIACC Foundation since 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
07/26/2006 - Present
Raymond James & Associates, Inc. (Mason City IA)
IA
07/17/1989 - 07/21/2006
PIPER JAFFRAY & CO. (MASON CITY IA)
NA
09/29/1986 - 07/24/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
IA
Issued 07/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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