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William Ray Wetmore

Cetera Advisors LLC

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About William Ray Wetmore

William Ray Wetmore is a financial advisor currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC. William has been in the financial industry since June 19, 1987, and has held previous registrations with firms such as AEGIS CAPITAL CORP., J.V.B. FINANCIAL GROUP, LLC, JVB FINANCIAL GROUP, LLC, VIEWTRADE SECURITIES, INC., BARRON CHASE SECURITIES, INC., COHIG & ASSOCIATES, INC., JOSEPH CHARLES & ASSOC., INC., PARAGON CAPITAL CORPORATION, and J. GREGORY & COMPANY, INC.

Firm Information

William Wetmore is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Wetmore’s Registration & Firm History

CA

04/13/2023 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

FL

02/13/2019 - 03/14/2023

AEGIS CAPITAL CORP. (BOCA RATON FL)

FL

01/31/2014 - 02/12/2019

J.V.B. FINANCIAL GROUP, LLC (BOCA RATON FL)

FL

02/03/2003 - 01/31/2014

JVB FINANCIAL GROUP, LLC (BOCA RATON FL)

FL

11/10/2000 - 01/31/2003

VIEWTRADE SECURITIES, INC. (BOCA RATON FL)

FL

02/27/1998 - 11/09/2000

BARRON CHASE SECURITIES, INC. (BOCA RATON FL)

CO

01/27/1994 - 02/27/1998

COHIG & ASSOCIATES, INC. (ENGLEWOOD CO)

FL

01/15/1993 - 01/05/1994

JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)

NJ

07/22/1992 - 02/09/1993

PARAGON CAPITAL CORPORATION (EAST HANOVER NJ)

NA

07/09/1992 - 07/31/1992

J. GREGORY & COMPANY, INC.

NA

04/29/1987 - 07/29/1992

J. W. GANT & ASSOCIATES, INC.

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Licenses & Designations

BC

Issued 05/08/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/18/1991

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Ray Wetmore.
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