Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Ray Thompson is a financial advisor with over 20 years of experience in the industry. Currently registered with South Street Securities LLC, William is a licensed and experienced professional providing a range of financial services to clients. William is registered in multiple states and has a strong track record of success in helping individuals and families achieve their financial goals. William also has previous experience with BOK Financial Securities, Inc., Stephens Inc., and Regions Investment Company, Inc. William holds a Series 7 and Series 63 license and has been in the securities industry since 1998.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AR
04/02/2019 - Present
South Street Securities LLC (Little Rock AR)
AR
11/05/2002 - 03/12/2019
BOK FINANCIAL SECURITIES, INC. (LITTLE ROCK AR)
AR
07/28/1999 - 11/05/2002
STEPHENS INC. (LITTLE ROCK AR)
AL
10/29/1998 - 07/23/1999
REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)
BC
Issued 09/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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