Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Sachs is an investment advisor representative, registered with the state of Texas. William is currently registered with St. James Investment Company, LLC. Prior to that, William Sachs was registered with Summitalliance Securities, L.L.C. , Financial Counseling Corporation, Belmont Securities, Inc., Forum Securities, Inc., Smith Barney, Harris Upham & Co., Incorporated, and Rauscher Pierce Refsnes, Inc. William has 33 years of experience in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
08/25/2009 - Present
ST. James Investment Company, LLC (SOUTHLAKE TX)
TX
01/02/2009 - 01/09/2012
SUMMITALLIANCE SECURITIES, L.L.C. (DALLAS TX)
TX
06/10/2002 - 12/31/2008
FINANCIAL COUNSELING CORPORATION (DALLAS TX)
TX
04/01/1991 - 06/11/2002
BELMONT SECURITIES, INC. (DALLAS TX)
NA
03/04/1991 - 03/26/1991
FORUM SECURITIES, INC.
NY
02/05/1988 - 03/06/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
02/20/1986 - 02/18/1988
RAUSCHER PIERCE REFSNES, INC.
IA
Issued 03/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/22/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/08/1988
Series 3 - National Commodity Futures Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
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