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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Randolph Zurn is an Investment Advisor Representative at Wells Fargo Clearing Services, LLC and has been with the firm since January 2011. William Zurn has been in the financial services industry since February 1992. William Zurn has a broad range of experience serving clients in the financial services industry, including those in California, Arizona, Colorado, Idaho, Illinois, Indiana, Massachusetts, Nevada, Oregon, Puerto Rico, Texas, Utah, Virginia, and Washington. William Zurn offers various financial services, including investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. William Zurn specializes in working with high-net-worth individuals, corporations or other businesses, charitable organizations, pension and profit sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/13/2020 - Present
Wells Fargo Clearing Services, LLC (SAN JOSE CA)
CA
09/12/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SANTA CRUZ CA)
CA
07/30/2004 - 09/16/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN JOSE CA)
MO
12/20/2002 - 08/17/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NJ
10/29/1999 - 01/14/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
MO
04/02/1998 - 11/05/1999
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
CA
01/31/1997 - 04/02/1998
FN INVESTMENT CENTER (SACRAMENTO CA)
WI
08/24/1995 - 01/31/1997
INVEST FINANCIAL CORPORATION (APPLETON WI)
CA
07/16/1993 - 08/03/1995
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
MA
01/27/1992 - 07/09/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/27/1992 - 07/09/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 07/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1994
Series 7 - General Securities Representative Examination
BC
Issued 01/23/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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