Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Randolph Nixon is a financial professional with over 30 years of experience in the financial services industry. William has held registrations with several firms including UBS Financial Services Inc., J.C. Bradford & Co., and Summit Brokerage Services, Inc. Currently, William is a registered representative and investment advisor representative with Cetera Investment Advisers LLC, based in Roswell, Georgia. William holds the Series 63, 65, and 24 licenses. He is also a registered Investment Advisor in both Georgia and Texas. William specializes in providing financial services to individuals and businesses. His services include financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
06/29/2023 - Present
Cetera Investment Advisers LLC (ROSWELL GA)
GA
06/08/2006 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (ROSWELL GA)
GA
06/21/2004 - 05/26/2006
LINSCO/PRIVATE LEDGER CORP. (ROSWELL GA)
NJ
08/14/2000 - 07/06/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/14/1998 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
05/05/1992 - 04/10/1998
H.J. MEYERS & CO., INC. (ROCHESTER NY)
CO
03/13/1992 - 03/30/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/2/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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