Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Randall Kline is a financial professional with over 20 years of experience in the financial services industry. William has been a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2020. William is licensed in 51 states and the District of Columbia. William provides a wide range of financial services, including portfolio management, financial planning, and investment advisory services. Prior to joining Merrill Lynch, William held positions with KESTRA INVESTMENT SERVICES, LLC and NYLIFE DISTRIBUTORS LLC. William is a graduate of [Insert Education Details Here], and has a passion for helping his clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/29/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
IL
01/15/2013 - 04/27/2018
KESTRA INVESTMENT SERVICES, LLC (Rolling Meadows IL)
MA
06/06/2008 - 07/22/2011
NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)
NY
12/10/1996 - 07/06/2000
J.C. BRADFORD & CO. (NEW YORK NY)
GA
05/17/1995 - 11/27/1996
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
NY
11/27/1992 - 04/27/1995
FURMAN SELZ INCORPORATED (NEW YORK NY)
NY
06/16/1989 - 07/16/1992
FURMAN SELZ INCORPORATED (NEW YORK NY)
NA
11/02/1987 - 05/15/1989
CONTINENTAL EQUITIES CORPORATION OF AMERICA
BC
Issued 06/12/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/28/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 04/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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