Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Laverty is an active Registered Representative in the state of Ohio and a Registered Investment Advisor in the state of Ohio and Texas. William has over 30 years of experience in the financial industry. William is currently employed with Morgan Stanley and has been with the firm since 2009. William has previously worked for several firms, including Morgan Stanley DW Inc., CITIGROUP GLOBAL MARKETS INC., Lehman Brothers Inc., Shearson Lehman Hutton Inc., and Smith Barney, Harris Upham & Co., Incorporated. William is a licensed representative with Morgan Stanley to provide financial advice to clients. William is also licensed to provide advisory services to clients in a variety of areas, including financial planning, pension consulting, and asset allocation advice. William is committed to providing clients with the highest level of personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
06/01/2009 - Present
Morgan Stanley (Westlake OH)
OH
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WESTLAKE OH)
OH
11/10/2006 - 04/02/2007
MORGAN STANLEY DW INC. (WESTLAKE OH)
OH
07/31/1993 - 11/24/2006
CITIGROUP GLOBAL MARKETS INC. (WESTLAKE OH)
NY
12/22/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/15/1988 - 05/04/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
05/18/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
07/24/1985 - 06/01/1987
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 10/15/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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