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William Ralph Plagge

MM Ascend Life Investor Services, LLC

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About William Ralph Plagge

William Ralph Plagge is a registered representative with MM Ascend Life Investor Services, LLC. William has been in the financial services industry since March 26, 2000. William holds the Series 6 and SIE licenses. William's branch office is located at 191 Rosa Parks in Cincinnati, OH. William is registered with the state of Ohio.

Firm Information

William Plagge is currently registered with MM Ascend Life Investor Services, LLC. MM Ascend Life Investor Services, LLC is a Limited Liability Company formed in 2021 that is registered in all 50 states and the District of Columbia. It offers other advisory services and is not currently providing active advisory services. It maintains 12 licensed agents, 12 investment adviser representatives, 12 registered representatives, and 2 investment advisory functions. The firm has filed four regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

124

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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maintaining registration but not actively providing advisory services

Maintaining registration but not actively providing advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Maintaining registration but not serving clients

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William Plagge’s Registration & Firm History

OH

03/27/2000 - Present

MM Ascend Life Investor Services, LLC (CINCINNATI OH)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Ralph Plagge.
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