Unclaimed
William Rutter is a financial advisor at Voya Financial Advisors, Inc. William has been in the financial industry since 2005 and has a Series 7, Series 66, and SIE license. William has held previous positions at ING FINANCIAL ADVISERS, LLC, METLIFE SECURITIES INC., P.J. ROBB VARIABLE CORPORATION, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. William is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in Florida, Kentucky, North Carolina, South Carolina, Tennessee, and West Virginia. William specializes in providing financial planning, portfolio management, and educational seminars to individuals, high-net-worth individuals, and corporations. William is also a volunteer teacher for Junior Achievement.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
01/19/2012 - Present
Voya Financial Advisors, Inc. (KNOXVILLE TN)
TN
11/15/2010 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (KNOXVILLE TN)
TN
09/28/2010 - 11/22/2010
METLIFE SECURITIES INC. (KNOXVILLE TN)
TN
01/08/2008 - 11/04/2008
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
TN
01/15/2003 - 10/05/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (KNOXVILLE TN)
BOTH
Issued 12/08/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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