Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Walters is an investment advisor representative and financial planner with over 30 years of experience in the industry. William currently works with Founders Financial Securities LLC and is registered in 10 states. William is also registered as an investment advisor representative in Texas and Pennsylvania. William has worked in the financial services industry since 1983 and has experience in a number of areas, including portfolio management, financial planning, and insurance brokerage.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/30/2022 - Present
Founders Financial Securities LLC (Chadds Ford PA)
DE
01/08/2008 - 05/25/2010
WOODBURY FINANCIAL SERVICES, INC. (WILMINGTON DE)
DE
08/16/2004 - 01/14/2008
METLIFE SECURITIES INC. (WILMINGTON DE)
DE
08/16/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (WILMINGTON DE)
SC
08/31/1989 - 08/25/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NA
04/05/1989 - 07/18/1989
FSC SECURITIES CORPORATION
NA
01/27/1987 - 04/08/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
06/30/1986 - 02/11/1987
FSC SECURITIES CORPORATION
NA
04/14/1983 - 07/22/1986
IDS MARKETING CORPORATION
NA
04/14/1983 - 07/21/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 06/02/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
BC
Issued 04/18/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/13/1983
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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