Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam R. Sullivan is a financial advisor registered with Private Advisor Group, LLC. William is a CERTIFIED FINANCIAL PLANNER™ professional who has been in the financial services industry since 2011. He is also a registered representative with LPL Financial LLC. William has experience working with individuals, families, businesses, and retirement plans. He offers a variety of financial planning services, including investment management, retirement planning, college savings planning, and estate planning. William is committed to providing his clients with personalized financial advice and guidance. William has worked with PNC Investments LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley Smith Barney in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
PA
11/16/2023 - Present
Private Advisor Group, LLC (Lansdale PA)
PA
11/02/2018 - 11/01/2023
OSAIC WEALTH, INC. (LIMERICK PA)
PA
05/23/2017 - 11/02/2018
SIGNATOR INVESTORS, INC. (LIMERICK PA)
PA
01/29/2014 - 11/25/2016
PNC INVESTMENTS (PHILADELPHIA PA)
PA
10/17/2011 - 12/09/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WEST CONSHOHOCKEN PA)
PA
11/12/2010 - 08/24/2011
MORGAN STANLEY SMITH BARNEY (WEST CONSHOHOCKEN PA)
BOTH
Issued 01/10/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure William Sullivan is the right advisor for you? Invested Better is here to help.
