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William R Schriber

SP Securities LLC

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About William R Schriber

William R. Schriber is a financial advisor with over 20 years of experience in the financial services industry. William has a diverse background, having worked with firms like Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citigroup Global Markets Inc. William is currently registered with SP Securities LLC and is licensed to provide investment advice in Texas. William has a broad range of experience in the securities industry, specializing in investment strategies that focus on individual investor needs.

Firm Information

William Schriber is currently registered with SP Securities LLC. SP Securities LLC is a Limited Liability Company that was formed on January 15, 2004. The firm is registered with the SEC and in 13 states, including Alabama, California, Colorado, Florida, Illinois, Louisiana, Massachusetts, New Jersey, New York, North Carolina, Rhode Island, Texas, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Schriber’s Registration & Firm History

TX

05/31/2022 - Present

SP Securities LLC (HOUSTON TX)

TX

05/31/2011 - 04/06/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)

NY

01/11/2002 - 03/12/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NA

05/05/1993 - 01/20/1994

RAUSCHER PIERCE REFSNES, INC.

NA

11/21/1983 - 10/15/1984

SHEARSON LEHMAN/AMERICAN EXPRESS INC.

NA

05/11/1981 - 03/08/1982

SCHNEIDER, BERNET & HICKMAN, INC.

NA

04/30/1979 - 05/24/1981

SHEARSON LOEB RHOADES INC.

NA

06/23/1978 - 06/03/1979

LOEB PARTNERS

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Licenses & Designations

BOTH

Issued 06/24/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/12/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/10/1978

Series 40 - Registered Principal Examination

BC

Issued 02/07/1978

F04 - Financial Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2003

Series 31 - Futures Managed Funds Examination

BC

Issued 01/10/2002

Series 7 - General Securities Representative Examination

BC

Issued 10/05/1981

Series 5 - Interest Rate Options Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William R Schriber.
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