Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam R. Hornung is a financial advisor registered with Raymond James & Associates, Inc. William has over 30 years of experience in the financial industry. He is a Certified Financial Planner™ professional who is committed to providing personalized financial advice to help clients reach their goals. William's primary focus is on providing portfolio management, financial planning, and educational seminars for both individuals and businesses. He is committed to providing exceptional service to clients, ensuring their financial success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/23/2018 - Present
Raymond James & Associates, Inc. (WESTLAKE OH)
OH
01/01/2008 - 10/22/2018
WELLS FARGO CLEARING SERVICES, LLC (WESTLAKE OH)
OH
09/20/1989 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WESTLAKE OH)
FL
11/29/1988 - 09/21/1989
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NA
12/22/1987 - 12/17/1988
OBERWEIS SECURITIES, INC.
NA
03/14/1985 - 05/16/1985
FIRST INVESTORS CORPORATION
BOTH
Issued 06/21/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 03/11/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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