Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Qi is a financial professional with RBC Capital Markets, LLC. William has been in the industry for over 4 years and is registered in 53 states and territories. William offers a variety of financial services, including portfolio management for individuals, businesses, and pooled investment vehicles. William holds the Series 7TO, Series 57TO, Series 86, Series 87, and SIE licenses and has passed the Uniform Securities Agent State Law Examination (Series 63).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/21/2020 - Present
RBC Capital Markets, LLC (NEW YORK NY)
BC
Issued 01/02/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2024
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/13/2024
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/25/2021
Series 57TO - Securities Trader Exam
BC
Issued 12/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/08/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Qi is the right advisor for you? Invested Better is here to help.
