Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Preston Tate is a financial advisor in Cleveland, OH. William has been working in the financial services industry since 1988. William is currently registered with Nylife Securities LLC. William has a Series 7, Series 26, and Series 99TO license. William has previously worked at PNC Brokerage Corp, GNA Securities, Inc., and Nylife Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
05/11/1995 - Present
Nylife Securities LLC (CLEVELAND OH)
PA
03/01/1994 - 03/21/1995
PNC BROKERAGE CORP (PITTSBURGH PA)
VA
04/06/1992 - 03/09/1994
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
01/19/1988 - 04/15/1992
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 03/14/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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