Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Preston Rhodes is a financial advisor registered with Fifth Third Securities, Inc. William has been in the industry for over 11 years and has offices in Charlotte, NC. William is registered with the state of North Carolina and several other states to provide securities and investment advisory services. William is also qualified as an Investment Advisor Representative. William holds the Series 7, Series 6, Series 63, and Series 65 licenses. William has experience working with high-net-worth individuals, corporations, charitable organizations, and other entities. William also has experience working with pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NC
04/05/2023 - Present
Fifth Third Securities, Inc. (CHARLOTTE NC)
NC
03/05/2012 - 04/18/2023
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
IA
Issued 06/18/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/02/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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