Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Preston Barnes is an investment advisor representative associated with LPL Financial LLC. William has been in the financial services industry since 1998. William holds a Series 6, Series 7, Series 63, and Series 65 license and is registered to provide investment advice in Arizona, California, Indiana, and Washington. William has previously been associated with Kestra Investment Services, LLC, Equitable Advisors, LLC, Financial Telesis Inc, OneAmerica Securities, Inc., Diversified Investors Securities Corp, and Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/01/2025 - Present
LPL Financial LLC (IRVINE CA)
TX
09/10/2021 - 08/14/2023
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
HI
04/30/2018 - 08/23/2021
EQUITABLE ADVISORS, LLC (HONOLULU HI)
CA
07/29/2014 - 04/02/2018
KESTRA INVESTMENT SERVICES, LLC (Aliso Viejo CA)
CA
02/07/2006 - 07/23/2014
FINANCIAL TELESIS INC (ALISO VIEJO CA)
IN
03/29/2005 - 02/10/2006
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
NY
05/14/2002 - 03/04/2005
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
PA
03/25/1998 - 11/07/2001
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 06/13/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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