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William Prescott Wolcott

Morgan Stanley

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About William Prescott Wolcott

William Prescott Wolcott is a financial advisor currently working with Morgan Stanley. William has over 25 years of experience in the financial services industry. William holds Series 7, 24, 63 and 65 licenses. William has been registered with FINRA since 1997 and has worked at several firms including J.P. Morgan Securities LLC, LAZARD CAPITAL MARKETS LLC and Montgomery & Co., LLC. William has a strong background in providing financial and investment advice to individuals and businesses, as well as experience with various financial products and services.

Firm Information

William Wolcott is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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William Wolcott’s Registration & Firm History

CA

04/23/2020 - Present

Morgan Stanley (San Francisco CA)

CA

03/25/2010 - 07/15/2016

J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)

CA

02/24/2006 - 09/01/2009

LAZARD CAPITAL MARKETS LLC (SAN FRANCISCO CA)

CA

03/21/2005 - 02/27/2006

MONTGOMERY & CO., LLC (SANTA MONICA CA)

NY

02/01/2000 - 02/18/2005

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/23/2001 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

CA

04/01/1999 - 02/01/2000

HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)

NA

02/25/1999 - 03/19/1999

HAMBRECHT & QUIST LLC

CA

04/21/1997 - 02/24/1999

HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)

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Licenses & Designations

IA

Issued 09/30/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/08/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/01/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for William Prescott Wolcott.
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