Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Pond Baker is a financial advisor with Mariner Independent and has been in the industry since January 1998. William has a strong track record of providing financial advice to clients, including individuals, families, and small businesses. William is licensed to provide investment advisory services in both California and Texas. Prior to joining Mariner Independent, William was affiliated with other firms, including LPL Financial LLC and Royal Alliance Associates, Inc. William has a strong background in investment research, portfolio management, and financial planning. William also has experience in insurance sales and is committed to providing a holistic approach to financial planning. William is committed to helping clients reach their financial goals and believes in a collaborative approach to financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/28/2018 - Present
Mariner Independent (Walnut Creek CA)
CA
05/24/2013 - 06/02/2014
PURSHE KAPLAN STERLING INVESTMENTS (WALNUT CREEK CA)
CA
01/23/1998 - 06/06/2013
LPL FINANCIAL LLC (WALNUT CREEK CA)
AZ
02/07/1997 - 01/30/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
Issued 02/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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