Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Philip Smiley is a financial advisor currently registered with Ameriprise Financial Services, LLC. William Smiley has been in the financial industry since August 17, 1993 and has been registered with Ameriprise Financial Services, LLC since January 7, 1994. Prior to this, William Smiley was employed by IDS LIFE INSURANCE COMPANY from August 18, 1993 to July 3, 2006. William Smiley is licensed in 15 states, including California, Colorado, Florida, Georgia, Hawaii, Illinois, Missouri, Nebraska, New Jersey, Oklahoma, Tennessee, Texas, Utah, and Virginia. William Smiley also holds Series 63, 7, and 24 licenses and has passed the SIE exam. William Smiley holds several designations, including a Certified Financial Planner (CFP) designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
01/07/1994 - Present
Ameriprise Financial Services, LLC (Fort Worth TX)
MN
08/18/1993 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 09/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure William Smiley is the right advisor for you? Invested Better is here to help.
