Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Asmundson is a registered representative currently employed with Mufg Securities Americas Inc. William has been in the securities industry for over 8 years. He has a Series 79, Series 63, and SIE. His previous employers include SMBC NIKKO SECURITIES CANADA, LTD., SMBC NIKKO SECURITIES AMERICA, INC., and BBVA SECURITIES INC. He is currently registered with the states of Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/25/2023 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
10/02/2019 - 03/23/2023
SMBC NIKKO SECURITIES CANADA, LTD. (NEW YORK NY)
NY
11/23/2015 - 03/23/2023
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
NY
01/22/2015 - 11/19/2015
BBVA SECURITIES INC. (NEW YORK NY)
BC
Issued 06/10/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure William Asmundson is the right advisor for you? Invested Better is here to help.
