Unclaimed
William Peyton Sharp is a financial advisor who has been in the industry since June 24, 2019. William is registered with Northwestern Mutual Investment Services, LLC in Conway, AR. He has a Series 63, Series 7TO, and Series 6TO licenses. William is also registered in 15 states. William has a broad range of experience and is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
AR
06/25/2019 - Present
Northwestern Mutual Investment Services, LLC (Conway AR)
BC
Issued 10/12/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/25/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/04/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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