Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Peyton Jr. is a financial advisor with UBS Financial Services Inc., working in the industry since July 14, 2008. William is registered with the state of North Carolina. William Peyton Jr. is also a registered investment advisor and is registered with the state of Texas. William has been a registered representative with UBS Financial Services Inc. since November 2008. William holds the Series 66, Series 7 and SIE licenses. William Peyton Jr. has been registered as a financial advisor for over 15 years. William is active in the financial services industry and is well-positioned to provide expert guidance to clients seeking financial planning, portfolio management and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
02/26/2014 - Present
UBS Financial Services Inc. (CHAPEL HILL NC)
NC
06/27/2008 - 11/24/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CARY NC)
BOTH
Issued 03/03/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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