Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Steck is a financial advisor with over 15 years of experience in the financial services industry. William currently holds the position of a financial advisor at Wells Fargo Clearing Services, LLC, a firm that provides financial and investment services to a broad range of clients. Before joining Wells Fargo, William worked for firms such as MORGAN STANLEY and Edward Jones, gaining valuable experience in various aspects of financial advising. William's registration history indicates that William is a licensed and qualified financial advisor, having passed various industry exams, including the Series 7 and the Series 66. William's expertise and experience allow William to provide financial advice and investment services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
11/07/2022 - Present
Wells Fargo Clearing Services, LLC (BEVERLY MA)
MA
11/04/2011 - 11/17/2022
MORGAN STANLEY (Boston MA)
MA
09/15/2008 - 11/08/2011
EDWARD JONES (WALTHAM MA)
MA
12/07/2006 - 10/17/2007
NEW ENGLAND SECURITIES (BOSTON MA)
MA
09/06/2006 - 12/11/2006
AMERIPRISE FINANCIAL SERVICES, INC. (BOSTON MA)
BOTH
Issued 10/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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