Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam O'Toole is an experienced financial advisor with over 20 years in the industry. William has a deep understanding of the financial markets and a proven track record of success. William is currently registered with J.P. Morgan Securities LLC. Previously William worked at J.P. Morgan Clearing Corp., Bear Wagner Specialists LLC and Labranche & Co. LLC. William is dedicated to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/21/2007 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
09/18/2008 - 12/31/2008
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
10/27/2005 - 06/06/2007
BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)
NY
10/02/2002 - 11/08/2005
LABRANCHE & CO. LLC (NEW YORK NY)
BC
Issued 02/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2003
Series 14A - Compliance Official Specialist Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/16/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/26/2003
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 11/07/2002
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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