Unclaimed
William Mulligan is a registered representative with Bay Crest Partners, LLC, a firm based in New York, NY. William has been in the industry since April 21, 1999. William has a wide range of experience in the securities industry, having held positions at several prominent firms, including AmeriVest Partners, LLC and Labranche Financial Services, Inc. William holds a Series 7, 10, 24, 25, 55, 57TO, and SIE license. William is also registered with the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/01/2000 - Present
BAY Crest Partners, LLC (NY NY)
NY
07/28/2004 - 06/30/2016
AMERIVEST PARTNERS, LLC (NEW YORK NY)
NY
05/09/2001 - 11/03/2006
LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
06/21/1988 - 11/30/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/25/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/09/2000
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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