Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Klein is a financial professional currently associated with Mizuho Securities USA LLC. William has been in the industry since February 20, 2022. William has successfully completed the Securities Industry Essentials Examination, the General Securities Representative Examination, the Investment Banking Registered Representative Examination, and the Uniform Securities Agent State Law Examination. William is registered in 52 states, as well as with FINRA. William is available to discuss your financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/21/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 02/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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